--------------- FIDO MESSAGE AREA==> TOPIC: 210 VICTIMS/FALSEACC Ref: D4X00002Date: 04/27/96 From: RICK THOMA Time: 02:26am \/To: ALL (Read 2 times) Subj: Babcock v. State: Part 1 filename="BABCOCK.TXT" Copyright (C) West Publishing Co. 1996 No claim to original U.S. Govt. works. 116 Wn.2d 596, 809 P.2d 143, Babcock v. State, (Wash. 1991) 809 P.2d 143 Rudolph BABCOCK; Willis Babcock and Elizabeth Babcock, husband and wife; Beth Babcock; Erika Babcock; and Angela Long, Appellants, v. STATE of Washington, Respondent. No. 53376-8. Supreme Court of Washington, En Banc. April 4, 1991. Father, paternal grandparents and children filed suit against caseworkers for negligence, alienation of affections and outrageous conduct arising out of placement of children with foster parent who raped them. The Superior Court, Benton County, Fred R. Staples, J., dismissed all plaintiffs' claims, and they appealed. The Supreme Court, 112 Wash.2d 83, 768 P.2d 481, affirmed. On motion to reconsider, the Supreme Court, Utter, J., held that: (1) caseworkers were not entitled to absolute immunity; (2) caseworkers were not entitled to quasi-prosecutorial immunity; (3) remand was required to determine whether caseworkers were entitled to qualified immunity; and (4) State would not be entitled to qualified immunity that caseworkers were possibly entitled to. Affirmed in part, reversed in part, and remanded. Andersen, J., concurred in part, dissented in part and issued an opinion in which Dolliver and Durham, JJ., concurred. Dore, C.J., dissented and issued an opinion. 1. INFANTS k230.1 211 ---- 211VIII Dependent, Neglected, and Delinquent Children 211VIII(E) Judgment; Disposition of Child 211k230 Modification, Vacation, or Extension of Order or Placement 211k230.1 In general. Formerly 211k230 Wash. 1991. Juvenile court hearing at which Department of Social and Health Services submitted copy of caseworker's home study report on family which recommended placing children at relative's home and where court accepted caseworker's recommendation without reading home study report was "dependency review hearing." West's RCWA 13.34.110, 13.34.120, 13.34.130(3), 13.34.150. See publication Words and Phrases for other judicial constructions and definitions. 2. INFANTS k231 211 ---- 211VIII Dependent, Neglected, and Delinquent Children 211VIII(E) Judgment; Disposition of Child 211k230 Modification, Vacation, or Extension of Order or Placement 211k231 Returning child to parents. Wash. 1991. Dependency review does not focus upon correctness of placement decisions of Department of Social and Health Services, but rather focuses on question of whether children's "dependency" continues and issue of whether children can return to their parents. West's RCWA 13.34.130(3). 3. INFANTS k230.1 211 ---- 211VIII Dependent, Neglected, and Delinquent Children 211VIII(E) Judgment; Disposition of Child 211k230 Modification, Vacation, or Extension of Order or Placement 211k230.1 In general. Formerly 211k230 Wash. 1991. Review hearings determine issues such as visitation rights, parental cooperation with Department of Social and Health Services, and whether additional services are required. West's RCWA 13.34.130(3)(b). 4. APPEAL AND ERROR k863 30 ---- 30XVI Review 30XVI(A) Scope, Standards, and Extent, in General 30k862 Extent of Review Dependent on Nature of Decision Appealed from 30k863 In general. Wash. 1991. In reviewing trial court's decision granting summary judgment in favor of defendants, Supreme Court would confine itself to issues parties had raised and which trial court considered. RAP 12.1(a). 5. INFANTS k17 211 ---- 211II Custody and Protection 211k17 Societies, agencies, and officers in general. Wash. 1991. Caseworkers are not entitled to absolute immunity for foster care placement decisions. West's RCWA 13.34.110, 13.34.120, 13.34.130(3), (3)(b). 6. INFANTS k17 211 ---- 211II Custody and Protection 211k17 Societies, agencies, and officers in general. Wash. 1991. Caseworkers were not entitled to quasi-judicial immunity for foster care placement decisions, where court never ordered actions complained of, and caseworkers controlled flow of information. West's RCWA 13.34.110, 13.34.120, 13.34.130(3), (3)(b). 7. INFANTS k17 211 ---- 211II Custody and Protection 211k17 Societies, agencies, and officers in general. [See headnote text below] 7. JUDGES k36 227 ---- 227III Rights, Powers, Duties, and Liabilities 227k36 Liabilities for official acts. Wash. 1991. Caseworkers would have been entitled to quasi-judicial immunity for foster care placement actions if court had ordered actions complained of. 8. INFANTS k17 211 ---- 211II Custody and Protection 211k17 Societies, agencies, and officers in general. Wash. 1991. Caseworkers performed investigative, rather than quasi-prosecutorial functions, arising out of their removal of children from parents' home without receiving court order requiring disruption of Louisiana court's placement decision, and thus caseworkers could not claim prosecutorial immunity; gravamen of complaint was negligent investigation, caseworkers argued that they did not need court order to change childrens' foster care placement, one caseworker never appeared in court, and another caseworker's appearance did not establish his role as quasi-prosecutor, in that appearance occurred after caseworkers had placed both children at foster home. West's RCWA 13.34.110, 13.34.120, 13.34.130(3), (3)(b). 9. INFANTS k17 211 ---- 211II Custody and Protection 211k17 Societies, agencies, and officers in general. Wash. 1991. Caseworker who appeared as witness at hearing in which State's counsel acted as prosecuting attorney was acting like complaining witness, not like prosecutor, and thus was not entitled to prosecutorial immunity for foster care placement decisions; caseworker did not file petition initiating either civil or criminal proceedings. 10. INFANTS k242 211 ---- 211VIII Dependent, Neglected, and Delinquent Children 211VIII(F) Review 211k242 Right of review, parties, and decisions reviewable. Wash. 1991. Court orders arising out of dependency review proceedings were not appealable as of right. 11. INFANTS k17 211 ---- 211II Custody and Protection 211k17 Societies, agencies, and officers in general. Wash. 1991. Caseworkers are entitled to qualified immunity as defined in Guffey for foster care placement decisions. 12. INFANTS k17 211 ---- 211II Custody and Protection 211k17 Societies, agencies, and officers in general. Wash. 1991. In order to qualify for qualified immunity for foster care placement decisions, caseworker must be carrying out statutory duty, according to procedures dictated by statute and superiors, and must be acting reasonably. 13. INFANTS k17 211 ---- 211II Custody and Protection 211k17 Societies, agencies, and officers in general. --- FMail/386 1.0g * Origin: Parens patriae Resource Center for Parents 540-896-4356 (1:2629/124) --------------- FIDO MESSAGE AREA==> TOPIC: 210 VICTIMS/FALSEACC Ref: D4X00003Date: 04/27/96 From: RICK THOMA Time: 02:23am \/To: ALL (Read 2 times) Subj: 2 Wash. 1991. Caseworkers were not entitled to qualified immunity for their foster care placement decisions on basis that they did not act maliciously; lack of malice is necessary but not sufficient to establish qualified immunity. 14. STATES k112.2(4) 360 ---- 360III Property, Contracts, and Liabilities 360k112 Torts 360k112.2 Nature of Act or Claim 360k112.2(4) State institutions, injuries in operation of. Wash. 1991. State is not entitled to any qualified immunity caseworkers might be entitled to for foster care placement decisions. West's RCWA 13.34.110, 13.34.120, 13.34.130(3), (3)(b). 15. PRINCIPAL AND AGENT k159(1) 308 ---- 308III Rights and Liabilities as to Third Persons 308III(C) Unauthorized and Wrongful Acts 308k159 Negligence or Wrongful Acts of Agent 308k159(1) Rights and liabilities of principal. Wash. 1991. Agent's immunity from civil liability generally does not establish defense for principal. 16. MUNICIPAL CORPORATIONS k745 268 ---- 268XII Torts 268XII(B) Acts or Omissions of Officers or Agents 268k745 Application of principle of agency to municipalities. Wash. 1991. Immunities of governmental officials do not shield governments which employ them from tort liability, even when liability is predicated upon respondeat superior. 17. MUNICIPAL CORPORATIONS k745 268 ---- 268XII Torts 268XII(B) Acts or Omissions of Officers or Agents 268k745 Application of principle of agency to municipalities. Wash. 1991. Judgment in favor of one tort-feasor does not terminate claims against separate tort-feasor, and thus personal immunities granted public employees cannot reach separate actions of their employer. [809 P.2d 144] *598 Bullivant, Houser, Bailey, Pendergrass & Hoffman, Michael R. Seidl, Portland, Or., Lukins & Annis, Robert J. Crotty, Spokane, for appellants. Kenneth O. Eikenberry, Atty. Gen., Owen F. Clarke, Sr. Asst., Spokane, Kenneth O. Eikenberry, Atty. Gen., Michael E. Grant, Asst., Olympia, for respondent. UTTER, Justice. In Babcock v. State, 112 Wash.2d 83, 768 P.2d 481 (1989) (hereinafter Babcock I), this court granted the Washington Department of Social and Health Services (DSHS) and its caseworkers absolute immunity from liability for negligent foster care investigation and placement. We granted a motion to reconsider Babcock I because its legal conclusions were based upon a factual error. We now conclude that the caseworkers are not absolutely immune from suit for negligent foster care placement and reverse the trial court decision granting the caseworkers and DSHS immunity from suit. I This tort suit involves allegations flowing from the placement of several young girls with a relative, Lee Michael, who [809 P.2d 145] raped them. (FN1) Because the trial court disposed of the case on a motion for summary judgment, we may only affirm if no issues of material fact exist. CR 56(c); Hartley v. State, 103 Wash.2d 768, 774, 698 P.2d 77 (1985). This rule prevents courts from assuming the function of a jury by weighing the facts as presented in documents prior to trial. See Palmer v. Waterman S.S. Corp., 52 Wash.2d 604, 608-09, 328 P.2d 169 (upholding denial of summary judgment when facts were at issue), cert. denied, 359 U.S. 985, 79 S.Ct. 940, 3 L.Ed.2d 933 *599 (1958). Summary judgment exists to examine the sufficiency of legal claims and narrow issues, not as an unfair substitute for trial. See Graves v. P.J. Taggares Co., 94 Wash.2d 298, 302-03, 616 P.2d 1223 (1980) (summary judgment only appropriate when facts are susceptible to only one interpretation). Accordingly, we construe facts in the light most favorable to the nonmoving party in reviewing a motion for summary judgment. Wendle v. Farrow, 102 Wash.2d 380, 383, 686 P.2d 480 (1984). In this case, most of the facts are undisputed. However, the plurality's previous opinion erroneously construed at least one disputed fact in favor of the State as the moving party. Compare Babcock I, 112 Wash.2d at 85, 768 P.2d 481 (Aryn ran away from her grandparents' home twice) with Reply Brief of Appellants Rudolph Babcock, Beth Babcock, Erika Babcock, and Angela Long, at 6-7. The plurality's previous opinion also erroneously presented the undisputed facts in the light most favorable to the State as moving party instead of in the light most favorable to the nonmoving party as required by our case law. There was, in addition, a critical factual error which forced us to reconsider our previous decision: the mischaracterization of the juvenile court proceedings which confirmed the caseworkers' placement decisions. All of these errors are corrected in this opinion. Rudolph Babcock married Ann Babcock in 1970. In 1970, Ann Babcock already had two daughters from a previous marriage to Dan Long, Angela Long, aged 3, and Aryn Long, aged 2. The marriage between Rudolph and Ann produced two more daughters, Erika and Beth Babcock. In 1978, Ann Babcock committed suicide in Louisiana, where the family had moved earlier that year. In July 1981, a Louisiana court determined that the children were in need of care. Exhibit 2, at 325- 26. The Louisiana court held a 4-day adjudicatory and dispositional hearing during which the court indicated that Lee Michael, who was present, could not have custody of the children. Exhibit 2, at 432-35. The court issued an order placing the children with Rudolph Babcock's parents, Elizabeth and Willis *600 Babcock of Richland, Washington. On August 25, 1981, Washington's Department of Social and Health Services agreed to supervise the Babcock placement pursuant to an interstate compact. See RCW 26.34. On August 31, 1981, Michael visited caseworker Tyler at the DSHS office. Clerk's Papers, at 3585. Tyler made a note in the service record kept by caseworkers to complete a home study of the Michael and Babcock homes. Clerk's Papers, at 3586. On October 2, 1981, DSHS was notified that Michael had taken Aryn Long to the residence of his sister-in-law. Clerk's Papers, at 3392, Admission 4. Later that evening DSHS placed Aryn in 72-hour protective custody at the Michael residence. Clerk's Papers, at 3392-93, Admissions 5-7. On October 6, 1981, an attorney representing DSHS requested that their counterparts in Louisiana obtain an order from Louisiana relinquishing jurisdiction to Washington, subject to acceptance by the Washington court. Clerk's Papers, at 3463. The next day the Louisiana Department of Health and Human Resources obtained orders from the Louisiana court relinquishing jurisdiction and requiring Rudolph to leave his parents' home where he had been residing with his children. Clerk's Papers, at 3463. [809 P.2d 146] On October 16, 1981, DSHS again took Aryn from her grandparents' home with Michael's assistance. Clerk's Papers, at 3395, Admission 17. DSHS first placed Aryn in a foster home and 2 or 3 days later moved her to the home of Marilyn Wallace, a friendly neighbor of Michael. (FN2) Clerk's Papers, at 3398-99, 3563. Aryn Long's deposition indicates that Michael may have begun sexually abusing her while she was at the home of Marilyn Wallace, before DSHS *601 secured a court order placing her with Lee Michael. (FN3) On November 4, 1982, caseworker Tyler entered a notation in the service record indicating she planned --- FMail/386 1.0g * Origin: Parens patriae Resource Center for Parents 540-896-4356 (1:2629/124) --------------- FIDO MESSAGE AREA==> TOPIC: 210 VICTIMS/FALSEACC Ref: D4X00004Date: 04/27/96 From: RICK THOMA Time: 02:23am \/To: ALL (Read 2 times) Subj: 3 to recommend placement of Angela and Aryn Long with Lee Michael. Clerk's Papers, at 3601-02. On November 5, 1981, the juvenile division of Benton County Superior Court accepted jurisdiction in an ex parte proceeding. On December 3, 1981, DSHS placed Angela Long with Marilyn Wallace without providing either Rudolph Babcock or the grandparents with notice or a hearing. Clerk's Papers, at 3396-97, 3403, 3405. On January 8, 1982, Tyler prepared a document labeled "Court Summary and Agency Plan" which recommended placement at the Michael home. In preparing this document, Tyler never asked anyone whether Michael had a criminal background. In fact, Michael had a criminal record dating back to 1967 which included charges of forcible rape, sexual assault, and attempted rape. In February 1982, Rudolph Babcock took the two remaining girls, Erika and Beth, with him to Wisconsin. DSHS obtained a warrant for Rudolph's arrest on custodial interference charges and an ex parte order of requisition for the return of the Babcock girls through interstate compact procedures. The arrest warrant was later quashed. [1] On March 30, 1982, the Benton County juvenile court conducted a dependency review hearing pursuant to former RCW 13.34.130(3) (1987). (FN4) Babcock I mischaracterized this hearing and several others as dispositional hearings. Babcock I, at 86-87, 768 P.2d 481. Dependency review hearings determine whether court supervision of a child will continue. Former RCW 13.34.130(3) (1987). Dispositional hearings, on the other hand, establish where children being removed from their parents will be placed and what services will be *602 required. RCW 13.34.110; RCW 13.34.120. (FN5) At this dependency review hearing, DSHS submitted a copy of caseworker Tyler's home study report on the Michaels which recommended placing Angela and Aryn at the Michael home. The court accepted the caseworker's recommendation without reading the home study [809 P.2d 147] report, accepting evidence, or delaying action until Rudolph Babcock, who had raised the Long girls, returned from Wisconsin. Clerk's Papers, at 3488, 3498. (FN6) A Wisconsin court remanded Rudolph Babcock's natural daughters, Erika and Beth, to the custody of the Washington DSHS on April 14, 1982. The caseworkers placed Erika and Beth Babcock first with Michael's sister-in-law, Sandra Hanson, and then, 2 days later, with Lee Michael. Clerk's Papers, at 3407. They placed these children with no court order authorizing this placement and without providing Rudolph Babcock with notice or an opportunity to be heard. Clerk's Papers, at 3408; 3435. On May 4, 1982, the juvenile court attempted to hold another dependency review hearing. Because the Louisiana court had failed to produce any findings of fact and conclusions of law or a transcript of the 1981 dispositional hearing, the juvenile court continued the review hearing to permit the issue of the girls' dependency to be fully addressed. The court ordered that all of the girls were to *603 remain at the Michaels, where DSHS had placed them, until the next hearing. The juvenile court commissioner held a full dependency review hearing on August 26 and 27, 1982. At that hearing, all parties were represented by counsel. The court heard testimony from the girls' therapists, social service caseworker Bronson, a family counselor, Lee and Janet Michael, and Rudolph Babcock. At the end of the hearing the court did not terminate the dependency, but instead ordered the girls to remain with the Michaels. The court held several subsequent dependency review hearings. In October 1983, it was discovered that Lee Michael had sexually abused the four girls, as well as his own daughter. Lee Michael was subsequently convicted of three counts of statutory rape and two counts of indecent liberties and sentenced to 55 years in prison. Because this opinion addresses the caseworkers' claims to absolute immunity based on the alleged intimate connection between their actions and the judicial process, the facts relevant to this issue must be discussed at the outset. Caseworker Tyler never appeared in any judicial proceeding at any time and the trial court did not enter the home study she prepared into evidence. Caseworker Bronson did not appear in court until the August 26-27 dependency review hearing held after the girls had been placed with Michael. Neither caseworker ever filed a petition to establish a dependency. The caseworkers made placements of all these children with parties connected to Michael without prior authorization of a court. DSHS secured court orders authorizing placement of Erika and Beth with Michael after physically placing them with Michael but before the abuse began. It secured court orders authorizing Aryn and Angela's placement with Michael before actually moving them there but after Michael began abusing Aryn. DSHS obtained all of these court orders during the course of dependency review hearings, not dispositional hearings. *604 II Rudolph Babcock, his parents, Beth, Erika, and Angela Long filed suit in state and federal courts seeking damages against the State and the individual caseworkers for negligence, outrage, alienation of affections, and violation of their civil rights. See 42 U.S.C. Sec. 1983. The complaint alleged that DSHS's actions in this case violated the Louisiana court order, the department's rights and responsibilities under the compact with Louisiana, and the department's statutory obligations to reunite the Babcock family. The trial court granted the State's motion for summary judgment. The trial court held that the complaint failed to state a claim for alienation of affections or outrage. It also held that qualified immunity certainly shielded the caseworkers and DSHS and commented that absolute immunity might apply as well. Finally, it ruled that the juvenile [809 P.2d 148] court proceedings occurring prior to this tort suit barred this action through res judicata and collateral estoppel. The Babcocks (FN7) only appealed the state law claims to this court, and pursued their federal claims in federal court. We therefore consider only the state court claims in this opinion. This court affirmed the trial court's dismissal of the Babcocks' claims in Babcock I. It held that the absolute immunity granted participants in judicial processes shielded the caseworkers and DSHS from liability. Moreover, it held that the complaint did not state a cause of action for alienation of affections or outrage. On the other hand, the court rejected DSHS's res judicata and collateral estoppel arguments. We granted a motion to reconsider our decision in Babcock I because the plurality opinion stated and relied upon erroneous facts. The plurality's decision in Babcock I stated that the juvenile court had ordered DSHS to place the four children *605 in Michael's care pursuant to the procedure for court approval of placement decisions, a type of disposition under RCW 13.34.110. See Babcock I, at 86-87, 768 P.2d 481. If DSHS had used Washington's disposition procedure, it would have completed and filed a predisposition study. See RCW 13.34.120. The parents would be entitled to a hearing if they disagreed with the disposition. RCW 13.34.110. The court would have then entered an order placing the child. See RCW 13.34.130(1)(b). The court did none of this because the Louisiana court had completed --- FMail/386 1.0g * Origin: Parens patriae Resource Center for Parents 540-896-4356 (1:2629/124) --------------- FIDO MESSAGE AREA==> TOPIC: 210 VICTIMS/FALSEACC Ref: D4X00005Date: 04/27/96 From: RICK THOMA Time: 02:24am \/To: ALL (Read 2 times) Subj: 4 the dispositional phase of the process, ordering the children to live with their grandparents in Washington. Washington's juvenile court never adjudicated the question of foster care placement. Because of this, DSHS never brought a petition before the court or presented a predisposition study. The juvenile court never formally reviewed DSHS's placement decision. Indeed, DSHS has taken the position in this lawsuit that its custody over the girls gave it the power "to make such placements as were necessary." Brief of Respondent, at 29. The juvenile court did, however, conduct review hearings concerning the children. It tried to fulfill its statutory responsibility to review the children's "dependency" status. During the course of these hearings it issued orders allowing DSHS's placement decisions to stand. [2][3] Dependency review does not focus upon the correctness of DSHS's placement decisions. It focuses on the question of whether the children's "dependency" continues and the issue of whether the children can return to their parents, in this case, Rudolph Babcock. See former RCW 13.34.130(3) (1987). Review hearings determine issues such as visitation rights, parental cooperation with DSHS, and whether additional services are required. See former RCW 13.34.130(3)(b) (1987). After this court issued the decision containing this important factual error, the Ninth Circuit concluded that the caseworkers were entitled to absolute immunity under the federal civil rights statute, 42 U.S.C. Sec. 1983. The Ninth *606 Circuit, apparently relying on the plurality in Babcock I, mistakenly stated that the hearings were dependency disposition hearings. See Babcock v. Tyler, 884 F.2d 497, 499 (9th Cir.1989), cert. denied, --- U.S. ----, 110 S.Ct. 1118, 107 L.Ed.2d 1025 (1990). (FN8) III [4] In reviewing the trial court's decision, we confine ourselves to the issues the [809 P.2d 149] parties have raised and which the trial court considered. See RAP 12.1(a); State v. Hubbard, 103 Wash.2d 570, 573-74, 693 P.2d 718 (1985) (Court of Appeals reversed because it decided an issue not raised). Our role is not to determine whether the caseworkers' action constituted actionable negligence. The questions concerning whether the caseworkers were negligent have not yet been decided at trial. [5] We must decide whether the absolute immunity granted judges under state common law should extend to caseworkers. The Legislature has already chosen to deny caseworkers absolute immunity. In addition, binding state precedent and federal precedent under 42 U.S.C. Sec. 1983 show that the common law does not support absolute immunity from tort liability for negligent foster care investigation and placement in this case. Absolute immunity shields the recipient from liability for willful misconduct as well as negligence. A caseworker cloaked in absolute immunity could deliberately arrange a foster care placement with a known rapist in order to facilitate the sexual abuse of a child and escape tort liability. This should not be the law. Were we to grant caseworkers an absolute immunity for foster care placement decisions, we would create a situation *607 where caseworkers who often must act hurriedly in removing children from abuse receive a qualified immunity, while those making placement investigations receive absolute immunity. RCW 26.44.056 allows DSHS to detain a child until a court assumes custody for up to 72 hours if it has "reasonable cause to believe" that leaving the child in his or her residence "would present an imminent danger to that child's safety." (Italics ours.) RCW 26.44.056. The same section of the statute creates an immunity for caseworkers. This immunity applies to a "child protective services employee" taking a child into custody, "if done in good faith under this section." (FN9) (Italics ours.) RCW 26.44.056(3). Thus, even in the area of emergency removal of children from child abuse, the Legislature has only granted caseworkers qualified immunity. The Legislature has passed no statute directly governing caseworker immunity for negligent placement investigations. Inasmuch as the Legislature has granted caseworkers only a qualified immunity in an emergency situation, it would be inappropriate for us to extend to politically unaccountable caseworkers an immunity traditionally granted judges. Not only does the Legislature's policy decision preclude the extension of absolute immunity, binding state precedent also requires us to deny the absolute immunity claimed. Our decision in Bender v. Seattle, 99 Wash.2d 582, 664 P.2d 492 (1983) controls this case. In Bender, we held that an officer who obtains an arrest warrant from a magistrate is nevertheless liable for false arrest. Bender, 99 Wash.2d at 592, 664 P.2d 492; accord Malley v. Briggs, 475 U.S. 335, 106 S.Ct. 1092, 89 L.Ed.2d 271 (1986). The magistrate's warrant does not absolve the officer. The court explained that the officer "is not merely directed to fulfill the order of the court; he is in a position to control the flow of information *608 to the magistrate upon which probable cause determinations are made." Bender, 99 Wash.2d at 592, 664 P.2d 492. Similarly, a caseworker cannot escape liability for negligent investigation because the juvenile court commissioner relies on the caseworker's recommendation to allow a caseworker's placement decision to stand. In the absence of a preplacement adversary hearing in which a predisposition study is entered into evidence, the caseworker controls the flow of information to the court. DSHS cites no case where this court has extended prosecutorial or judicial immunity to anyone but prosecutors and judges. Judges and prosecutors in this state are usually elected and highly visible officials. [809 P.2d 150] State precedent and legislative policy compel us to reject the caseworkers' claim to absolute immunity. The precedent of intermediate and lower federal courts under 42 U.S.C. Sec. 1983 supports the same result. The one federal court facing a caseworker immunity problem where a state statute granted only qualified immunity has respected the state's policy by declining to extend absolute immunity to the caseworker. See Jane Doe v. County of Suffolk, 494 F.Supp. 179, 182-83 (E.D.N.Y.1980). Because of the extraordinary sweep of absolute immunity, the United States Supreme Court has been reluctant to extend absolute prosecutorial or judicial immunity to anyone but prosecutors and judges. See Achterhof v. Selvaggio, 886 F.2d 826, 829 (6th Cir.1989) (citing Malley v. Briggs, supra ); Imbler v. Pachtman, 424 U.S. 409, 429, 96 S.Ct. 984, 994, 47 L.Ed.2d 128 (1976) (justifying absolute immunity for prosecutors by stating that "a prosecutor stands perhaps unique ... in his amenability to professional discipline by an association of his peers."). Even in cases involving emergency responses to allegations of child abuse, most federal appellate courts have not granted absolute immunity to caseworkers. Rinderer v. Delaware Cy. Children & Youth Servs., 703 F.Supp. 358, 361 (E.D.Pa.1987). The case for absolute immunity in the instant case is much less compelling than in the federal *609 cases because the caseworkers in the case at bench were not responding to an emergency and performed no prosecutorial or judicial functions. IV --- FMail/386 1.0g * Origin: Parens patriae Resource Center for Parents 540-896-4356 (1:2629/124) --------------- FIDO MESSAGE AREA==> TOPIC: 210 VICTIMS/FALSEACC Ref: D4X00006Date: 04/27/96 From: RICK THOMA Time: 02:24am \/To: ALL (Read 2 times) Subj: 5 [6][7] Bender precludes the conclusion that the caseworkers deserve quasi-judicial immunity. Because they controlled the flow of information, they could not escape liability even if they had acted under court order. Because the court never ordered the actions complained of, the federal precedent under 42 U.S.C. Sec. 1983 does not support the conclusion that quasi-judicial immunity bars this suit either. Had the court ordered the actions complained of, quasi- judicial immunity would attach. The Ninth Circuit extended quasi-judicial immunity to a caseworker removing a newborn pursuant to court order in Coverdell v. Department of Social & Health Servs., 834 F.2d 758 (9th Cir.1987). (FN10) Because the court specifically ordered the caseworker to remove the child, the court granted her absolute immunity. Coverdell, 834 F.2d at 765. But in the case at bench the court did not order the investigation or the placement recommendation forming the basis of the Babcocks' action in negligence. The caseworkers removed all of the children from the Babcock home without receiving any court order requiring disruption of the Louisiana court's placement decision. They moved Babcock's natural daughters to the Michael residence without court order. DSHS procured a court order authorizing the placement of Aryn and Angela Long after they had already placed them with Wallace, but before they actually moved them to the Michael home. *610 Not only did the negligence occur prior to the issuance of a court order, the orders confirming the Michael placement would not have prevented DSHS from remedying the placement had they discovered that Michael was a rapist. The caseworkers have taken the position in this litigation that they need no judicial order to change foster care placement. Brief of Respondent, at 29. Accordingly, they removed the children from their grandparents and made several temporary placements in apparent violation of an outstanding court order from Louisiana placing the children with their grandparents. [809 P.2d 151] If they had discovered that Michael was a rapist, they would surely have removed the children from his care, just as they removed the children from their grandparents' care in spite of an outstanding judicial order. The gravamen of the complaint is not the procurement of a court order. The plaintiffs claim that DSHS did not adequately investigate the Michaels. Cf. Coverdell (challenging removal of a child based on allegations of child abuse). This action occurred outside of the judicial process. V [8] Because these caseworkers performed investigative, rather than quasi-prosecutorial functions, they cannot claim prosecutorial immunity. The Supreme Court has granted prosecutors absolute immunity for "initiating a prosecution and in presenting the State's case". Imbler v. Pachtman, 424 U.S. at 431, 96 S.Ct. at 995. It purposefully left standing appellate case law holding that absolute immunity did not apply to a prosecutor's investigative function. Imbler, at 430, 96 S.Ct. at 995. The gravamen of this complaint is negligent investigation. Even prosecutors cannot claim unqualified immunity for performing investigatory functions under 42 U.S.C. Sec. 1983. See Mancini v. Lester, 630 F.2d 990, 992-94 (3d Cir.1980) (remanding case to determine whether prosecutor's acts were investigatory or advocatory); Marrero v. Hialeah, 625 F.2d 499, 506-10 (5th Cir.1980) (overturning grant of *611 absolute immunity to prosecutor), cert. denied sub nom., Rashkind v. Marrero, 450 U.S. 913, 101 S.Ct. 1353, 67 L.Ed.2d 337 (1981); Lee v. Willins, 617 F.2d 320 (2d Cir.) (prosecutor denied absolute immunity for obtaining perjured testimony through threats), cert. denied, 449 U.S. 861, 101 S.Ct. 165, 66 L.Ed.2d 78 (1980); Jacobson v. Rose, 592 F.2d 515, 524 (9th Cir.1978) (no absolute immunity for wiretap), cert. denied, 442 U.S. 930, 99 S.Ct. 2861, 61 L.Ed.2d 298 (1979). The federal courts have accordingly denied immunity to prosecutors' and caseworkers' investigations of child abuse. The Second Circuit in Robison v. Via, 821 F.2d 913 (2d Cir.1987) held that a prosecutor was not immune for taking a child out of her parents' custody to investigate direct complaints of child abuse. Robison, at 919. Although the prosecutor obtained a judicial temporary detention order within hours, the court held that prosecutorial immunity did not shield the prosecutor. Robison, at 917, 920. Similarly, the Oregon Supreme Court recently ruled that child custody workers did not enjoy prosecutorial immunity under Sec. 1983 for their investigation of child abuse. Tennyson v. Children's Servs. Div., 308 Or. 80, 775 P.2d 1365 (1989). The defendants in that case removed the child in response to reports of a bruised child. Tennyson, at 83-84, 775 P.2d 1365. The next day a juvenile court heard the caseworker's complaint and placed the child in foster care. The caseworker returned the child to the parents after a month. Later, a sheriff's detective took the child into custody again. The juvenile court, after a hearing, again placed the girl in foster care upon the caseworker's recommendation. The complaint alleged that the court decision was based " 'on the complaint allegations filed by [the caseworker] and the failure of [the caseworker and detective] to present an ... informed report based on full ... investigation' ", allegations remarkably similar to some of those made in this case. Tennyson, at 84, 775 P.2d 1365. The court based its decision not to grant the caseworkers absolute immunity in part on the fact that the workers need not have involved the court in the removal decision. Tennyson, at 89, 775 P.2d 1365. In the case at bench, defendants have *612 similarly argued that they did not need a court order to change the children's foster care placement. Brief of Respondent, at 29. The Fifth Circuit has also declined to extend absolute immunity to caseworkers' investigations of child abuse. See Hodorowski v. Ray, 844 F.2d 1210, 1212-16 (5th Cir.1988); Austin v. Borel, 830 F.2d 1356 [809 P.2d 152] (5th Cir.1987). In Hodorowski, the caseworkers removed children from their parents' custody and sought a court order within days. 844 F.2d at 1212. In Austin, the court responded to a caseworker's accusation of child abuse by entering an order giving the state custody and holding a hearing a few days later. 830 F.2d at 1358. The most recent cases have followed Austin and Hodorowski and have distinguished Ninth Circuit precedent extending absolute immunity to caseworkers in some situations. The Tenth Circuit recently refused to extend quasi-prosecutorial immunity to caseworkers who removed children from their foster parents without following statutory procedures, one of the actions complained of in the case at bench, even though a judge held a hearing and issued an order in the matter. Spielman v. Hildebrand, 873 F.2d 1377 (10th Cir.1989). The Sixth Circuit Court of Appeals declined to extend prosecutorial immunity to a caseworker's investigation of child abuse in Achterhof v. Selvaggio, 886 F.2d 826 (6th Cir.1989). Because the federal appellate courts agree that a caseworker's investigation of a child abuse complaint is not a quasi-prosecutorial act, we cannot extend the prosecutor's immunity to the caseworker's investigation of a foster care placement. Had the caseworkers --- FMail/386 1.0g * Origin: Parens patriae Resource Center for Parents 540-896-4356 (1:2629/124) --------------- FIDO MESSAGE AREA==> TOPIC: 210 VICTIMS/FALSEACC Ref: D4X00007Date: 04/27/96 From: RICK THOMA Time: 02:24am \/To: ALL (Read 2 times) Subj: 6 initiated a petition to establish a Washington dependency and then had the results of the investigation entered into evidence and made a part of an adversary process focusing on disposition, the caseworkers would have a stronger case for absolute immunity. Because caseworker Tyler never appeared in court or submitted a study admitted into evidence, she cannot *613 escape liability as a prosecutor "intimately associated with the judicial phase" of the process. Cf. Imbler, 424 U.S. at 430, 96 S.Ct. at 995. Caseworker Bronson's court appearance does not establish his role as quasi-prosecutorial, either. Caseworker Bronson's appearance occurred after the caseworkers had placed both children at the Michaels' home and the State's attorney had obtained judicial orders confirming the placement. The Fifth Circuit's decision in Austin also establishes that prosecutorial immunity does not apply to caseworkers' appearances in court even in pursuance of court orders. Caseworkers not initiating proceedings by petition have not enjoyed quasi-prosecutorial immunity. See Austin v. Borel, 830 F.2d 1356, 1360-61 (5th Cir.1987). Those federal courts that have granted immunity to caseworkers responding to child abuse complaints have carefully limited immunity to functions "intimately associated with the judicial phase of the criminal process". (Italics ours.) Imbler, 424 U.S. at 430, 96 S.Ct. at 995. In particular, several federal appellate cases have extended quasi-prosecutorial immunity to caseworkers initiating proceedings which deprive parents of custody because of allegations of child abuse. See Meyers v. Contra Costa Cy. Dep't of Social Servs., 812 F.2d 1154, 1156 (9th Cir.1987) (caseworkers granted immunity for attempt to deprive allegedly abusive parent of custody by filing a petition seeking creation of a dependency, but not for prior actions); Coverdell v. Department of Social & Health Servs., 834 F.2d 758, 760 (9th Cir.1987) (caseworkers obtained and executed court order directing them to take a newborn infant from its mother who had lost custody of another child because of abuse allegations); Kurzawa v. Mueller, 732 F.2d 1456, 1457 (6th Cir.1984) (court order terminated parental rights); Vosburg v. Department of Social Servs., 884 F.2d 133, 134, 138 (4th Cir.1989) (extending immunity to caseworkers seeking a temporary removal order, but recognizing that *614 extending immunity to caseworkers' investigations would violate Imbler and other federal precedent). (FN11) [9] [809 P.2d 153] Because Mr. Bronson did not file a petition initiating either civil or criminal proceedings, he acted like a complaining witness not immune at common law, not like a prosecutor. Had he initiated proceedings, he might have some claim to prosecutorial immunity under the case law upon which the dissent relies. His appearance as a witness at a hearing in which the State's counsel, Mr. Miller, acted as the prosecuting attorney, cannot justify bestowing prosecutorial immunity upon Bronson. The Meyers case illustrates how careful federal appellate courts have been to limit absolute immunity to duties related to a caseworker filing a petition seeking removal of children in response to allegations of child abuse. Meyers, 812 F.2d at 1155. The Ninth Circuit panel in Meyers refused to extend immunity to the same caseworker who had filed the petition for actions not prosecutorial in nature. Meyers, at 1157. *615 In particular, the court held that immunity did not bar a suit arising out of the caseworker's order that Meyers stay away from his home. "Haaland acted unilaterally prior to the operation of the judicial process." Meyers, at 1157. This result directly supports the conclusion that the caseworkers in the case at bench cannot claim immunity for their unilateral placement decisions with respect to the Babcock girls nor for their pre-judicial investigation. The court carefully articulated the reasons for limiting immunity to the filing of a petition seeking to deprive parents of custody of their children through adjudication. In spite of the benefits of immunity for certain decision makers, "the balance might not be struck in favor of absolute immunity were it not for the presence of safeguards built into the judicial process that tend to reduce the need for private damage actions." Meyers, at 1158. The court then described a list of safeguards present in the judicial process which make private damage actions unnecessary. These include the independence of the judge, the importance of precedent, the adversary nature of the process, and the ability to correct errors on appeal. Meyers, at 1158 (citing Butz v. Economou, 438 U.S. 478, 512, 98 S.Ct. 2894, 2913-14, 57 L.Ed.2d 895 (1978)). [10] Had DSHS used the statutory procedure provided for placement decisions, the judicial process would have provided these kind of protections. DSHS, however, obtained a court order prior to placement with the Michaels only with respect to Angela Long and Aryn Long. Michael had already abused Aryn at that time. DSHS procured the court order without an adversary process evaluating the placement recommendation. Precisely because placement was not at issue, the caseworkers prepared no predisposition study nor sent one to the parties. For that reason, the court accepted the caseworkers' recommendation without reading or admitting into evidence the home study which was prepared, and without argument by the parties. Moreover, because these proceedings were dependency review proceedings, the court orders at issue were not appealable *616 as of right. In re Chubb, 112 Wash.2d 719, 773 P.2d 851 (1989). The Ninth Circuit decision in Babcock v. Tyler, 884 F.2d 497 (9th Cir.1989), cert. denied, --- U.S. ----, 110 S.Ct. 1118, 107 L.Ed.2d 1025 (1990), which granted these [809 P.2d 154] caseworkers absolute immunity from suit for their civil rights claims, is not determinative because it is based on the incorrect factual statements in Babcock I. A proper understanding of the facts compels the conclusion that absolute immunity does not shield these caseworkers given the limitations on absolute immunity described in Meyers. It is good policy to grant caseworkers a qualified immunity for initiation of dependency proceedings without granting absolute immunity for everything they do while a dependency review process continues. See Meyers, at 1157 (not characterizing pre-judicial action as in pursuit of court order and declining to extend immunity); Cf. Babcock, 884 F.2d at 503. This distinction roughly parallels the state legislation which limits caseworker immunity to responses to child abuse in an emergency. As this case illustrates, a dependency review proceeding cannot protect against erroneous placement investigations because it does not focus adversarial attention on a placement study or provide an order appealable as of right. Finally, a caseworker's role in dependency review proceedings resembles that of a complaining witness not immune at common law. The caseworker does not initiate court proceedings addressing the criminal act of child abuse. In any case, the caseworkers' fear of financially devastating litigation would not "deprive the court of information it needs", as the Ninth Circuit panel stated. Babcock, 884 F.2d at 503. Rather, it would encourage thorough investigation. Removing caseworker fear of liability is appropriate in an --- FMail/386 1.0g * Origin: Parens patriae Resource Center for Parents 540-896-4356 (1:2629/124) --------------- FIDO MESSAGE AREA==> TOPIC: 210 VICTIMS/FALSEACC Ref: D4X00008Date: 04/27/96 From: RICK THOMA Time: 02:24am \/To: ALL (Read 2 times) Subj: 7 emergency. In other situations, the law ought to encourage careful investigation and the use of adversarial judicial *617 processes. Because the wrongs to which the Babcocks complain occurred almost entirely outside of the judicial process, neither prosecutorial immunity nor judicial immunity protects the caseworkers' actions. VI Although both parties have focused primarily upon the absolute immunity issue, the trial court actually ruled that the caseworkers were entitled to qualified immunity. Clerk's Papers, at 103-04. The trial court stated that the caseworkers were entitled to qualified immunity because the record showed no evidence of malicious intent or deliberate indifference. (FN12) This is not the standard governing qualified immunity in Washington. Although the federal courts have only granted caseworkers absolute immunity under very limited circumstances, they have often granted them qualified immunity when they followed statutory procedures. See, e.g., Spielman v. Hildebrand, 873 F.2d 1377, 1389 (10th Cir.1989); Hodorowski v. Ray, 844 F.2d 1210, 1217 (5th Cir.1988). We have extended a similar immunity to police officers charged with false arrest. See Guffey v. State, 103 Wash.2d 144, 690 P.2d 1163 (1984). Like police officers, caseworkers must make decisions which greatly interfere with people's lives. Like police officers, the need for some legal restraints on their power precludes absolute immunity, but the need to make *618 difficult judgments under extremely difficult circumstances justifies qualified immunity. See Guffey, at 151, 690 P.2d 1163. [11][12][13] We therefore hold that caseworkers are entitled to the qualified immunity defined in Guffey for foster care placement decisions. In order to qualify for the [809 P.2d 155] immunity, the caseworker must (1) carry out a statutory duty, (2) according to procedures dictated by statute and superiors, and (3) act reasonably. Guffey, at 152, 690 P.2d 1163. We reverse the trial court's holding on qualified immunity because the trial court did not apply the Guffey standard to these caseworkers. It granted them immunity on the grounds that they did not act maliciously. Lack of malice is necessary but not sufficient to establish qualified immunity under Guffey. Caseworkers cannot claim even a qualified immunity when they fail to follow statutory procedures. On remand, the caseworkers can only win immunity by establishing that the entire chain of events leading up to the placement at the Michael home was in accordance with statutory and regulatory procedures in every respect, that their actions were reasonable, and that their statutory duties required their actions. See L.J. v. Massinga, 838 F.2d 118 (4th Cir.1988) (failure to develop a case plan in accordance with federal requirements defeats qualified immunity claim), cert. denied, 488 U.S. 1018, 109 S.Ct. 816, 102 L.Ed.2d 805 (1989); Del A. v. Edwards, 855 F.2d 1148 (5th Cir.) (same), reh'g granted, 862 F.2d 1107 (5th Cir.1988), appeal dismissed, 867 F.2d 842 (5th Cir.1989). Asserting that an attorney approved some of their actions does not suffice. If caseworkers remove children from their homes without following the proper procedures, they cannot expect immunity for a disastrous placement. Because the trial court did not apply the correct qualified immunity standard, we leave the caseworkers' right to qualified immunity open on remand. But we must note that Babcock has alleged that the caseworkers did not fulfill important legal obligations. Clerk's Papers, at 3736. DSHS *619 admitted never having developed a case plan for the children in this case. Clerk's Papers, at 3744, 3415. The caseworkers admitted transferring the children without giving Rudolph Babcock prior notice or a prior hearing. Clerk's Papers, at 3733-35, 3396-97, 3403, 3405, 3408, 435. The caseworkers admitted not giving Rudolph Babcock notice or a hearing prior to assuming jurisdiction over the case. Clerk's Papers, at 3734; 3402-03. The caseworkers have also admitted that they did not follow the statutory placement procedure. Clerk's Papers, at 3401, 3402, 3414. If the trial court concludes that DSHS had any legal obligation to develop a case plan, provide prior notice or a hearing to Rudolph Babcock or his parents before moving his children, or follow the predisposition procedure, it must deny any motion for qualified immunity on summary judgment. We mention this by way of illustrating the implications of our holding for the guidance of the trial court, not to indicate that all issues relevant to qualified immunity are amenable to summary judgment or to limit the Babcocks' arguments on remand in the event the caseworkers wish to argue that they are entitled to qualified immunity. The immunity we create today is a personal immunity designed to limit an individual caseworker's liability for damages. As reported sexual abuse grows more common, the pressures and difficulties these caseworkers face grow as well. The common law must respond to these changing conditions. It cannot respond to this by immunizing them for actions taken without statutory authority, however. Officials with the power to remove children from their parents cannot be wholly free from legal restraint. VII [14] Because the State is a party, we must determine whether the immunity we have created for caseworkers can apply to the State. Legislative policy requires us to hold that DSHS cannot claim the qualified immunity of its caseworkers as does the majority of precedent on the subject. The Legislature has granted caseworkers a qualified *620 immunity for taking children into 72-hour protective custody, see RCW 26.44.056(3). By creating a qualified immunity not contemplated by the Legislature, we may immunize some caseworkers for [809 P.2d 156] non-emergency conduct. The Legislature never contemplated such an immunity. Accordingly, in granting caseworkers a qualified immunity for taking children into 72-hour protective custody, the Legislature made it clear that it did not intend to supersede or abridge the remedies provided in chapter 4.92 RCW. See RCW 26.44.060(3). Section 4.92 provides for actions against the State and repeals sovereign immunity. The common law immunity we have granted caseworkers today is reasonably consistent with the legislative policy. We cannot, however, extend that immunity to state agencies in the face of a statutory provision admonishing us not to construe an emergency immunity to abrogate sovereign immunity. Sound policy considerations justify granting caseworkers some immunity. We must, however, do so in a manner which does not deprive those wronged by DSHS's actions of a remedy which the Legislature contemplated they would have. [15][16] An agent's immunity from civil liability generally does not establish a defense for the principal. Restatement (Second) of Agency Sec. 217 (1958). Accordingly, the immunities of governmental officials do not shield the governments which employ them from tort liability, even when liability is predicated upon respondeat superior. James v. Prince George's Cy., 288 Md. 315, 418 A.2d 1173, 1182-84 (1980) (county may be held liable even if volunteer firemen were immune); Bridges v. Alaska Housing Auth., 375 P.2d 696, 702-03 (Alaska 1962) (housing authority liable even if employees are immune); --- FMail/386 1.0g * Origin: Parens patriae Resource Center for Parents 540-896-4356 (1:2629/124) --------------- FIDO MESSAGE AREA==> TOPIC: 210 VICTIMS/FALSEACC Ref: D4X00009Date: 04/27/96 From: RICK THOMA Time: 02:24am \/To: ALL (Read 2 times) Subj: 8 Muntan v. Monongahela, 45 Pa.Commw. 23, 406 A.2d 811, 813-14 (1979) (City may be liable although police officers have personal immunity). Similarly, the qualified immunity granted government officials under 42 U.S.C. Sec. 1983 is a personal defense which shields the official from suit in his or her personal capacity but not in his or her official capacity. Suits against individuals in *621 their official capacity are treated like suits against entities and personal defenses do not apply to suits against entities. Kentucky v. Graham, 473 U.S. 159, 105 S.Ct. 3099, 87 L.Ed.2d 114 (1985) (governmental officials sued in their official capacity cannot claim qualified immunity); Louisiana Land & Exploration Co. v. Amoco Prod. Co., 878 F.2d 852, 855 (5th Cir.1989) (governmental immunity is a personal defense because it applies to all members of a class as a matter of public policy); Duckworth v. Franzen, 780 F.2d 645, 649 (7th Cir.1985) (good faith immunity is a personal defense available to state officers sued in a personal capacity), cert. denied, 479 U.S. 816, 107 S.Ct. 71, 93 L.Ed.2d 28 (1986). The United States Supreme Court has held that municipalities are not shielded by the immunities of their agents. Owen v. Independence, 445 U.S. 622, 100 S.Ct. 1398, 63 L.Ed.2d 673 (1980). [17] In the past, we have extended the personal immunities of some officials to the government. See Creelman v. Svenning, 67 Wash.2d 882, 410 P.2d 606 (1966) (the county and state are immune from liability for malicious prosecution); Guffey, 103 Wash.2d at 153, 690 P.2d 1163 (State and Washington State Patrol cannot be held liable when the trooper is immune). But in both Creelman and Guffey the State had committed no acts of its own; the plaintiffs could only sue on the basis of respondeat superior. In the case at bench, however, the Babcocks have alleged that DSHS's negligent supervision caused injury. Personal immunities granted employees cannot reach the separate actions of their employer because a judgment in favor of one tortfeasor does not terminate claims against a separate tortfeasor. See Restatement (Second) of Judgments Sec. 49 (1982). More importantly, we have acknowledged that policy considerations control the question of whether a government agency can take advantage of its agent's immunity defense. Creelman, 67 Wash.2d at 885, 410 P.2d 606. Our holding means that caseworkers may have to appear as witnesses at DSHS trials from time to time. But our *622 holding protects them from financially debilitating damage awards based on immune conduct. The existence of some tort liability will encourage DSHS to avoid negligent conduct and leave open the possibility that [809 P.2d 157] those injured by DSHS's negligence can recover. It will also encourage caseworkers to attend carefully to their legal obligations without allowing the threat of personal liability to foster undue timidity in the performance of their duties. We note that our Legislature's view that the immunity of the individual caseworkers should be broader than that of the government is in accord with the views of commentators on governmental tort liability. See Bermann, Integrating Governmental and Officer Tort Liability, 77 Colum.L.Rev. 1175, 1186-87 (1977). See generally P. Schuck, Suing Government (1983). We, of course, intimate no view as to whether DSHS has negligently caused the injuries suffered by the children in this case; that issue has not been addressed at trial. Conclusion We affirm the trial court's dismissal of the claims for alienation of affections and outrage but reverse the dismissal of the Babcocks' negligence claims. We hold that the State has no immunity from suit and that absolute immunity does not apply in this case. We remand for further proceedings consistent with this opinion. BRACHTENBACH and SMITH, JJ., and CALLOW and WIELAND, JJ. Pro Tem, concur. ANDERSEN, Justice (concurring in part, dissenting in part). The majority opinion has accorded a very narrow, if not totally illusory, immunity to Department of Social and Health Services (DSHS) caseworkers. It also abolishes witness immunity for such caseworkers (or declines to apply it) and refuses to define for future cases any possibility of quasi-prosecutorial immunity for them. *623 The relevant immunities necessary to be considered here are the following: (1) quasi-prosecutorial immunity and quasi- judicial immunity; (2) witness immunity; and (3) statutory immunities. The questions this case raises are whether any of these apply to DSHS caseworkers' testimony, investigations or placement recommendations and, if not, whether any other immunity should be afforded to protect caseworkers performing these functions for the State. A further question involves the extent of any immunity afforded to the Department of Social and Health Services (DSHS) itself. Immunity is not accorded because of the status of an individual but because of the function being performed by that individual. (FN1) A caseworker should not be afforded immunity based upon the status of that job, but rather should be accorded the immunity which applies to the particular function being performed. Therefore, if a caseworker is acting as a witness or performing the equivalent function of a witness, then witness immunity (which is absolute) is appropriate; if acting like a prosecutor, then quasi-prosecutorial immunity (which is also absolute) should be accorded; if acting pursuant to court order, then absolute quasi-judicial immunity is necessary; if performing acts described by a statute that provides immunity, then the statutory immunity certainly applies. Neither the majority, nor the dissent, has analyzed the various immunities available and applied them to the challenged actions of these caseworkers, or remanded to the trial court with those guidelines. Because of this, the majority opinion gives very little guidance for future cases. I will, therefore, proceed to describe these immunities in this separate opinion. *624 I. PROSECUTORIAL IMMUNITY In this state, prosecutors are accorded absolute immunity when acting in their official capacity even if accused of acting [809 P.2d 158] maliciously or corruptly. (FN2) To the extent caseworkers' actions are prosecutorial in nature, those actions should be accorded quasi-prosecutorial (absolute) immunity. (FN3) The critical issue then becomes what actions of a child protective services caseworker are prosecutorial in nature. A number of cases have held that caseworkers are functioning in a prosecutorial manner when initiating or pursuing child dependency proceedings. (FN4) This immunity is granted because those responsible for the initiation and pursuance of dependency proceedings, like prosecutors, must be able to perform their necessary tasks of protecting the health and well being of children without fear of intimidation and harassment. (FN5) This immunity should continue during the conduct of the ongoing court *625 proceedings for the same public policy reasons that necessitate the original immunity. (FN6) The majority appears to concede that had the caseworkers initiated a petition to establish a Washington dependency, then they would have had some claim to prosecutorial immunity. Majority opinion, at 152, 153. Under our statutes, such a dependency must be reviewed by a --- FMail/386 1.0g * Origin: Parens patriae Resource Center for Parents 540-896-4356 (1:2629/124) --------------- FIDO MESSAGE AREA==> TOPIC: 210 VICTIMS/FALSEACC Ref: D4X00010Date: 04/27/96 From: RICK THOMA Time: 02:24am \/To: ALL (Read 2 times) Subj: 9 court every 6 months to determine whether court supervision should continue. Former RCW 13.34.130(3). I fail to see why a caseworker's immunity for initiation of dependencies should not continue throughout the statutorily mandated review of these dependencies, otherwise, at what point during this process would the caseworkers' immunity evaporate? Conduct in direct preparation for, participation in, and reports prepared for dependency and dependency review proceedings should all fall within this category. The caseworkers in the case before us did not initiate the first dependency proceedings (which occurred in Louisiana), but the Washington courts were monitoring that dependency and held 11 hearings in Benton County from November 5, 1981 through October 31, 1983. At those hearings an attorney for Rudolph Babcock, an attorney for the four girls, and an attorney for the State all argued regarding the continued dependency and the proper placement of these children. I would hold that the caseworkers' involvement in those contested court proceedings is immune under a prosecutorial type of immunity. To support its refusal to recognize the possible application of quasi-prosecutorial immunity to caseworkers when they are performing a role similar to that of a prosecutor, the majority misleads as to the status of Washington law when it declares: DSHS cites no case where this court has extended prosecutorial or judicial immunity to anyone but prosecutors and *626 judges. Judges and prosecutors in [809 P.2d 159] this state are usually elected and highly visible officials. Majority opinion, at 149. While DSHS may not have cited these cases, they most assuredly do exist! The fact is that Washington cases have repeatedly extended prosecutorial and judicial immunity to others who are not elected or highly visible individuals. In Tobis v. State, 52 Wash.App. 150, 154, 758 P.2d 534 (1988), the court correctly observed that "[t]he doctrine of judicial immunity has been extended to individuals associated with the judicial function." Some obvious examples of this are the following: Adkins v. Clark Cy., 105 Wash.2d 675, 678-79, 717 P.2d 275 (1986) (extending judicial immunity to bailiffs); Bader v. State, 43 Wash.App. 223, 226, 716 P.2d 925 (1986) (extending absolute judicial immunity to Eastern State Hospital because its psychiatrists and mental health providers were rendering advisory opinions to the court); Tobis, 52 Wash.App. at 158, 758 P.2d 534 (extending judicial immunity to the State and to mental health professionals directed by statute to assist the court); Collins v. King Cy., 49 Wash.App. 264, 271, 742 P.2d 185 (1987) (recognizing that the absolute immunity enjoyed by prosecuting attorneys also applies to the governmental entity for which they work and to the workers whom they employ); and Pleas v. Seattle, 112 Wash.2d 794, 809-10, 774 P.2d 1158 (1989) (extending judicial immunity for a city council's rezoning decision). The majority recognizes that caseworkers who act according to a court order share in the judicial immunity of the judge who executed the order. Majority opinion, at 150. This is correct. (FN7) However, the majority misconstrues the facts when it compares the present case with Bender v. Seattle, 99 Wash.2d 582, 664 P.2d 492 (1983). In Bender, this court held that an arrest warrant issued by a magistrate does not immunize a police officer who executes the warrant from liability for false arrest if the same officer had *627 provided all the information used as the basis for issuing the warrant. As pointed out above, almost a dozen contested hearings took place in the present case and many of the caseworker's actions were performed in furtherance of court orders. As the State correctly points out, the plaintiffs' argument that the entry of court orders here was analogous to the ex parte issuance of an arrest warrant based upon a deficient affidavit is not supported by the facts of this case. The proceedings involving continued dependency and temporary placement of the girls in this case were adversarial, the parties were represented, placement with the Michaels was contested and it was the court that ultimately made the decisions! To the extent the caseworkers acted under court order, I would afford their actions quasi-judicial immunity. The majority indicates that because these were dependency review hearings and not dispositional hearings that the caseworkers' placement of the children cannot be protected by court order. However, this ignores the fact that children removed from their homes, even temporarily, must be placed somewhere! The majority opinion admits that the trial judge has authority to change a placement during a dependency review hearing. Majority opinion, at 146 n. 5. If the court has that authority and does indeed order the placement of a child, then the caseworkers must be allowed to follow that judicial order and in doing so share in the judicial immunity. The federal Ninth Circuit Court of Appeals recently discussed the question of immunity for caseworkers executing court orders in Coverdell v. Department of Social & Health Servs., 834 F.2d 758 (9th Cir.1987). That court held that child protective service workers must be accorded absolute quasi-judicial immunity from liability for damages stemming from the worker's actions taken pursuant to valid court orders. The court explained: The rationale for immunizing persons who execute court orders is apparent. Such persons are themselves "integral parts of the judicial process." Briscoe v. LaHue, 460 U.S. 325, 335, *628 103 S.Ct. 1108, 1116, 75 L.Ed.2d 96 (1983). The [809 P.2d 160] fearless and unhesitating execution of court orders is essential if the court's authority and ability to function are to remain uncompromised. As the First Circuit has explained with respect to a receiver who acted pursuant to court directives: To deny him this [absolute] immunity would seriously encroach on the judicial immunity already recognized by the Supreme Court.... It would make the receiver a lightning rod for harassing litigation aimed at judicial orders. In addition to the unfairness of sparing the judge who gives an order while punishing the receiver who obeys it, a fear of bringing down litigation on the receiver might color a court's judgment in some cases.... Kermit Constr. Corp. [v. Banco Credito v. Ahorro Ponceno ], 547 F.2d [1,] at 3 [ (1st Cir.1976) ]. Coverdell, 834 F.2d at 765. To my view, this logic is irrefutable. I would hold that caseworker actions taken pursuant to court order after adversarial proceedings constitute protected conduct. The exact nature of those judicial hearings is irrelevant if the fact of placement is decided by the judge after an adversarial proceeding. I would join the courts that have afforded quasi-prosecutorial immunity to caseworkers for their participation in, and direct preparation for, dependency and dependency review proceedings. This immunity would protect reports prepared in anticipation of those proceedings. I would also extend quasi-judicial (absolute) immunity to caseworkers for actions taken pursuant to court order following adversarial proceedings. Some of the caseworkers' challenged conduct in this case falls in these categories. II. WITNESS IMMUNITY --- FMail/386 1.0g * Origin: Parens patriae Resource Center for Parents 540-896-4356 (1:2629/124) --------------- FIDO MESSAGE AREA==> TOPIC: 210 VICTIMS/FALSEACC Ref: D4X00011Date: 04/27/96 From: RICK THOMA Time: 02:24am \/To: ALL (Read 2 times) Subj: 10 The majority opinion states: Because Mr. Bronson did not file a petition initiating either civil or criminal proceedings, he acted like a complaining witness not immune at common law, not like a prosecutor. Had he initiated proceedings, he might have some claim to prosecutorial immunity under the case law upon which the dissent relies. His appearance as a witness at a hearing in which the State's counsel, Mr. Miller, acted as the prosecuting attorney, cannot justify bestowing prosecutorial immunity upon Bronson. *629 Majority opinion, at 153. This statement totally ignores two important facts. First, if the majority is indicating that Mr. Bronson can be liable as a "complaining witness" in a civil action for malicious prosecution, it fails to note that a plaintiff in such a case would have to prove him guilty of malice to establish liability. (FN8) Malice in this context is satisfied only if the prosecution complained of was undertaken from improper or wrongful motives or in reckless disregard of the rights of the plaintiff. (FN9) Second, and more importantly, the majority's analysis ignores the immunity this court and other courts customarily afford to witnesses. (FN10) Because prosecutorial immunity might not apply when a person acts as a witness does not mean that witness immunity is inapplicable. The majority opinion's refusal to recognize witness immunity is completely at odds with our recent decision in Bruce v. Byrne-Stevens & Assocs. Eng'rs, Inc., 113 Wash.2d 123, 776 P.2d 666 (1989). As the plurality opinion in Bruce points out: As a general rule, witnesses in judicial proceedings are absolutely immune from suit based on their testimony. [809 P.2d 161] Bruce, 113 Wash.2d at 125, 776 P.2d 666. Furthermore, Guardians, therapists and attorneys who submit reports to family court are absolutely immune. Bruce, 113 Wash.2d at 127, 776 P.2d 666 (citing Myers v. Morris, 810 F.2d 1437, 1466 (8th Cir.) (damage claims based on the function of testifying before the family court foreclosed by absolute witness immunity for both oral testimony and reports and recommendations to the family court)), cert. denied, 484 U.S. 828, 108 S.Ct. 97, 98 L.Ed.2d 58 (1987). I agree this correctly states the law. In a *630 case such as the one before us, any other rule would largely destroy the ability of family and juvenile courts to function because such courts must necessarily rely heavily on the data and opinions of caseworkers, guardians and mental health providers. The majority seems to have the notion that because it would normally apply only a qualified immunity to the actions of a caseworker, no absolute immunity can be afforded to the caseworker when acting as witness. The law is otherwise. The fact that an official enjoys a qualified statutory or common law immunity of one type does not foreclose the application of a different type of immunity (which may be absolute) when that person is acting in a particular capacity. For example, although police officers may normally enjoy qualified immunity, they enjoy absolute immunity when acting as a witness. (FN11) The majority also seems to be saying that it is the investigation for the reports or for the testimony which provides the basis for civil liability for negligence. However, the act of reporting to a court involves more than committing information to paper; it necessarily involves the gathering of that information. In Bruce, the plaintiff argued that even if the witness was immune for his testimony, he could still be civilly liable for his alleged negligence in actions preceding the testimony which formed the basis of the testimony. We rejected that theory noting that "[w]itness immunity must extend to the basis of the witness' testimony, or the policies underlying such immunity would be undermined." (Italics ours.) (FN12) I, therefore, would afford witness immunity to caseworkers for their participation in contested court proceedings, and for reports prepared in anticipation of such proceedings, whether such reports were formally admitted into evidence or not. It makes no sense to afford *631 witness immunity to "[g]uardians, therapists and attorneys who submit reports to family court", as we provided in Bruce (FN13) and then deny that immunity, as the majority does, to caseworkers who are performing the same function. The court in Kurzawa v. Mueller, 732 F.2d 1456, 1458 (6th Cir.1984) considered the findings of a psychologist and a psychiatrist who examined a child. Those findings were used by Michigan's equivalent to our state's DSHS and by the trial court to determine what environment would best serve the interests of the child. The Sixth Circuit determined that such information could not provide a basis for civil liability because the function of providing such information is analogous to that of a witness. The adversarial quality of the court proceedings provides the needed safeguards for such actions. In a court proceeding, while the court takes the evaluation of a mental health professional (or a caseworker) into consideration, it is the court which ultimately makes its own decision concerning the issue. (FN14) I do agree with the majority that where the caseworker obtains only an ex parte order during which the caseworker controls the entire flow of information to the judge, then absolute immunity is not necessarily appropriate. But that is not the situation here. In the present case, caseworker Bronson testified at a lengthy (2-day) and very hotly contested hearing at which all [809 P.2d 162] of the following were present: the attorney for the State; the attorney for the Babcock girls' father (Rudolph Babcock); the attorney for the four dependent children; a mental health therapist; a clinical therapist; a counselor; Lee Michael (the girls' maternal uncle and now, but not then, a convicted rapist); Janet Michael (the girls' maternal aunt); Rudolph Babcock (natural father of the Babcock girls and stepfather of the Long girls); a classmate of the girls; and Daniel Long (father of *632 the Long girls). There was strong disagreement among the various relatives as to the proper placement of the dependent children and it was the court which made the decision regarding placement. This is absolutely not a Bender-type factual scenario with caseworker Bronson controlling all of the information flowing to the court. According to our own case law, then, Mr. Bronson should be accorded witness immunity. I would hold that to the extent social workers are acting as witnesses in a judicial proceeding, they are entitled to witness immunity. (FN15) In conclusion with respect to witness immunity, I would hold as follows: (1) the DSHS caseworkers are immune from liability for damages resulting from their testimony to the court; (2) recommendations by DSHS caseworkers (like recommendations by mental health providers) made to a court for purposes of deciding what environment best serves the interests of the child also enjoy absolute witness immunity; and (3) investigation, testing, and evaluation that directly form the basis of the testimony or recommendations of DSHS caseworkers are also immune as an integral part of witness immunity. I would leave it to the trial court on remand to determine which of the caseworkers' actions fall within these criteria and are thus protected under witness immunity. Mr. Bronson's testimony to the --- FMail/386 1.0g * Origin: Parens patriae Resource Center for Parents 540-896-4356 (1:2629/124)